票券金融公司投資債券及股權商品管理辦法－第9條
本辦法施行前，票券金融公司投資證券投資信託事業發行之基金受益憑證，不符本辦法第七條規定者，應自本辦法施行後六個月內調整至符合規定。
票券金融公司投資之金融債券、公司債及公債等商品因行使認股、轉換、交換股權，致累積投資單一企業股票總餘額超逾前條第二項限額規定，就其超逾限額部分，應自取得股票之日起六個月內處分之。
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